Speaking of Race and Appalachia:

Words, Signs and Self in the Works of Henry Louis Gates, Jr

By S. Bailey Shurbutt

A Double Voice

If the "double voice" is the key, according to Henry Louis Gates, Jr., to understanding African American literature, it is, without doubt, central to the originality and unparalleled success of Gates' own scholarship and writing.   Both a literary critic and a journalist, a scholar and a cultural commentator, Gates has that extraordinary ability to speak about the African American experience both from inside and outside his culture.   His "double voice" is not so much in the literary sense of what he refers to as "signifyin(g)" but rather in his singular and uncanny ability to walk gracefully in both the white and the black worlds.  A few extraordinary individuals—for example, Oprah Winfrey, Barack Obama, Bill Cosby and Bill Clinton—possess this ability to move seamlessly among the two cultures, to possess such a universal point of view that they transcend their racial selves, surpassing, in the process, the great racial divide that still stands formidable in contemporary American life.

This ability of Gates is something akin to what Victorians referred to as "disinterestedness," which is to say "possessing an objective rather than an uninterested point of view"—for Gates is profoundly interested in the racial divide.  Explaining his theory of criticism in Figures in Black: Words, Signs, and the 'Racial' Self, he notes that to create his system of reading African American texts he had "to step outside [his] culture, to defamiliarize the concept by translating it into a new mode of discourse, before [he] could see its potential in critical theory" (236).  All of Gates' writing has, in one way or another, been aimed at diminishing the color line, as well as rediscovering lost African American writers and providing a point of reference and system of tropes and symbols to explain and explicate African American texts, veiled as they often are in the language of indirection and subtext.  Thus Gates' writing is aimed both at lifting that veil and at assaulting literary and popular cultural myths that separate and marginalize African Americans and that feed the racial divide. 

Henry Louis Gates, Jr.,  a native of Piedmont, West Virginia, is the Alphonse Fletcher University Professor and Director of the W.E.B. Du Bois Institute for African and African American Research at Harvard.  He is co-editor of Africana: The Encyclopedia of the African and African American Experience (1999) and responsible for launching Africana.com.  Gates' Wonders of the African World and the accompanying book was an acclaimed BBC/PBS television series in 1999.  He has been host and scriptwriter for Frontline's "The Two Nations of Black America" (1998) and the PBS production America Beyond the Color Line (2004).  His awards include a MacArthur Foundation Genius Grant (1981), the George Polk Award for Social Commentary (1993), the Chicago Tribune Heartland Award (1995), and he is one of Time Magazine's Twenty-five Most Influential Americans (1997).  Dr. Gates was winner of a National Humanities Medal (1998), elected to the American Academy of Arts and Letters (1999), and was recipient of Carnegie, Phelps, Whitney Griswold, and National Endowment for the Humanities grants and fellowships.  He has received the Yale Afro-American Teaching Prize (1983), as well as recognition for his teaching and scholarship from the Zora Neale Hurston Society (1986) and the Whitney Humanities Center (1983-85).  Gates was the first African American awarded an Andrew Mellow Foundation Fellowship, the first to receive a Ph.D. from Cambridge University, UK, and has been awarded more than 31 honorary.

Among Gates' influential books are Figures in Black: Words, Signs and the "Racial" Self (1987), The Signifying Monkey: A Theory of Afro-American Literary Criticism (American Book Award winner 1989), Loose Canons: Notes on the Culture Wars (1992), Colored People: A Memoir (1994), Truth or Consequences: Putting Limits on Limits (1994), The Future of the Race (1996), and Thirteen Ways of Looking at a Black Man (1997).  Gates' anthology editions include The Norton Anthology of African American Literature (1996) and The Oxford-Schomburg Library of Nineteenth Century Black Women Writers (1991).  Gates graduated suma cum laude from Yale University in 1973, with a degree in history; he received his MA and Ph.D. degrees in English Literature from Clare College, Cambridge University, where among "a rainbow coalition of mentors" he found Nigerian playwright and Nobel laureate Wole Soyinka.  Unfortunately Soyinka was not part of the English Department at Cambridge at that time, since African literature was considered a fitting subject of study only for anthropologists and sociologists.  In other words, it wasn't considered "literature" (Cole 9).

Growing Up "Colored" in West Virginia: Colored People, A Memoir

Gates has said about his hometown Piedmont, a mill town situated in the Potomac highlands of Mineral County, West Virginia: "My darkest fear is that Piedmont, West Virginia, will cease to exist, if some executives on Park Avenue decide that it is more profitable to build a completely new paper mill elsewhere than to overhaul one a century old. . . . Piedmont . . . is life itself" (Colored People xi).  Gates' roots thus run long and deep in both the Appalachian and African American communities of West Virginia.  To support his family, Gates' father, Henry Louis, Sr., worked two jobs, one at the Westvaco paper mill and another in afternoons and evenings as a janitor at the phone company, while Gates' mother, Pauline Coleman Gates, cleaned white people's houses.  Together they raised two confident, poised, and accomplished sons, Paul (Rocky) and Louis (Skipper).  In a 1994 interview, Gates spoke of the particular influence of his mother on her two sons.  Though Pauline had a profound distrust of white people, Gates recalled that she wanted us "to live in integrated neighborhoods . . . to speak white English . . .  as well as black vernacular English. . . . She wanted us to go to private schools, to the Ivy League . . . to be as successful as it was humanly possible to be in American society" (qtd. in Lamb 8-9).  Gates adds, however, that "she always wanted us to remember, first and last, that we were black . . . " (9).  Gates remembers in that his mother instilled in him and his brother the knowledge that they were "beautiful and brilliant and whatever else."  He continues,  "And I don't know if any of those things were true, but if someone says it to you every day like a mantra, you become hypnotized . . . . My mother bred a tremendous amount of intellectual self-confidence in my brother and me, and we always knew that we would be loved no matter what" (qtd. in "Henry Louis Gates, Jr." 1).

The story of Gates' coming of age in the mountains of Appalachia and the close-knit African American community of Piedmont is detailed in his award-winning memoir Colored People, a book that serves as a remarkable chronicle for a remarkable period of American history—the Civil Rights era of the 1950s and 1960s, a time of transition from an officially segregated to an integrated America.  Colored People provides a unique perspective from many other social histories and memoirs of this period.  Joyce Carol Oates has written that the book is an "eloquent document to set beside the grittier contemporary testimonies . . .  in essence a work of filial gratitude, paying homage to such virtues as courage, loyalty, integrity, kindness" (qtd. in "Henry Louis Gates, Jr." 3).  

In Colored People, Gates explores the interplay between past and present, utilizing Piedmont as a microcosm for a dynamic period of change in American social and cultural life.  By exploring his roots in one specific time and place, Gates encourages each of us to examine our own roots, and he poses some extraordinary questions about family, race, and class in the process.   Those places that provided the African American community of Piedmont a sense of community and comfort—the barbershop, the kitchen, the church—were in varying degrees supplanted, eclipsed, or altered after integration came to the school and to the workplace.  Hard times blessedly changed, yet something positive, something intangibly consoling was also lost in the process, even with those African American gains in social equality, political justice, and the opening up (for young people like Skip Gates) of a brave new world of possibility and advancement.  In many ways, Colored People is about the process of "moving away," going "Elsewhere," or as Gates writes in The Future of the Race, moving "up from" (3).  This process—that began with the integration of the schools and Skip Gates' discovery, largely through books, of the world beyond Piedmont—would eventually carry him uncountable miles from the kitchen table, to the far side of the planet, to the continent of Africa, and finally to the elite halls of academia.   The journey from Piedmont to "Elsewhere," in Emersonian terms, would be both a gain and a loss. 

Most important, Colored People is a book about "naming"—how we name and rename, vision and revision ourselves, in this case from "colored" to "Negro" to "black," with all the associative social and cultural responses that accompany such appellations (Colored People 201).  Gates tells a wonderful story in "What's in a Name," an essay in the Loose Canons collection, about going to the Cut-Rate Drug Store with his father as a boy and being perplexed when Mr. Wilson, Irish as many whites in the town were, walked by and responded to Gates' father's hello with "Hello, George."  Skip looked up at his dad and said with some perplexity, "Your name isn't George."  Henry Louis Sr. quietly told his son after a "long silence":  "He calls all colored people George."  Gates notes, "I never again looked Mr. Wilson in the eye" (132).

In any bildungsroman or "coming of age" story, the juxtaposition between time present and past becomes singularly important.  For Gates, time lies at the heart of his story.  He begins Colored People in time present, with a vignette about his daughter Liza, whose privileged life makes it difficult to understand or to empathize with the struggles of her grandparents.  Gates writes: "No, my children will never know Piedmont, never experience the magic I can still feel in the place where I learned how to be a colored boy" (4).  Present time functions as a frame for the memoir, which provides, at least indirectly, a roadmap for addressing some of the social problems that have swelled in the wake of social changes after integration, changes that have come both to the African American and to the White American nuclear family.

In an interview with Brian Lamb, Gates makes it clear that he wrote Colored People as a tribute to his parents, as he says "a portrait of my mother, but in my father's voice" (7).  Gates' parents represent the diversity within the African American community and the emerging Black middle class that he has written so eloquently about.  His mother's family, the Colemans, who lived in Piedmont, were a tight-knit clan, focused on working hard and achieving economic success according to the traditional concept of the American Dream.  Pauline Gates sacrificed many of her own dreams so that her brothers might finish school and achieve professions.  The Coleman uncles, however, were often judgmental and demanding of young Skip, particularly that he stick to the rules, including the rules of the white man.  Gates writes of the Coleman brothers, who managed, like most African Americans, the minefields of segregation in more traditional ways:

Whenever one of my uncles would speak to a white person, his head would bow, his eyes would widen, and the smile he would force on his lips said: I won't hurt you, boss, an' I'm your faithful friend. . . . he assumed the same position with his head and his body when he was telling a lie.  (150-151)

This mask or "veil" is one of the dominant images that Gates explores in both his criticism and memoir writing.  In The African American Century: How Black Americans Have Shaped Our Country, Gates explains the "veil" as the "curtain separating black and white life" (5).  In his introduction of America Behind the Color Lines, Gates illustrates the idea by observing: "It has long struck me as curious that African Americans often speak differently—more colorfully and openly—when talking with each other behind closed doors, as it were, than they do in interracial settings; more spontaneous, say, in barbershops and beauty parlors, in church socials and their living rooms . . . . [They] conducted their lives in America behind a 'veil'" (xiii). 

Unlike her brothers, however, Pauline Coleman was both suspicious and fearless of white people.  Her experiences with cleaning the houses of white folks and with the meanness and condescension of whites had engendered downright hatred.  Gates writes of an incident when his mother was watching a CBS documentary about black Muslims called The Hate that Hate Produced, and as Mike Wallace spoke about the fierceness of Malcolm X, Skip noted a "certain radiance" slowly spreading across his mother's "soft brown face, as she listened to Malcolm X naming the white man the Devil.  'Amen,' she said, quietly at first" (34).  The child was astounded by the change he perceived in his mother's face: "It was like watching the Wicked Witch of the West emerge out of the transforming features of Dorothy.  The revelation was both terrifying and thrilling" (34).  Yet Pauline Coleman Gates had found within herself a reservoir of dignity that made her a leader in the community, among both blacks and whites.  It was she who was elected the first black president of the PTA, it was she who stood eloquently before black and white parents and read the PTA minutes with perfect diction that sounded to her son like poetry, and it was she who functioned in the black community of Piedmont, in some sense, as the traditional "elocutionist," someone, as Gates describes in Thirteen Ways of Looking at a Black Man,  who inspired Black lives, delivered "uplifting homilies," and recited the "race poetry" (xxiv).  It was also Pauline who accepted and defended her son's various rebellious acts and social activism, who insisted that both sons aim for the highest goals they could comfortably achieve and then work hard to accomplish them.  Gates recalled one of his white teachers reprimanding him once when he referred to his mother simply as "she." "Your mother is a lady, a real lady.  What is wrong with you?" the teacher scolded (93).

The Gates' family, from the Potomac highlands near Cumberland, were less clannish and more vocally indignant about the social injustices that African Americans endured.  They encouraged young Skip to become a social activist as a teenager.  However, Gates' father, a very light skinned African American was skeptical of many of these family attitudes and did not encourage his son's iconoclastic ideas.  He was also not above enjoying some of the racist perks that the light color of his skin provided.  Gates remembered that as a child he hated the fact that he and his siblings could not sit down at the food counter at the local Cut-Rate Drugstore, owned by white proprietor Carl Dadisman.  Nonetheless, his father's light complexion and work at the local phone company gave him access to the counter, where he was not above sitting and sipping a cup of coffee as he waited for food and coffee to be brought out for him to carry back to the operators at the phone company.  Gates notes: "At the time, I never wondered if it occurred to Daddy not to sit down at the Cut-Rate when neither his wife nor his two children were allowed to do so, although now that I am a parent myself, the strangeness of it crosses my mind on occasion" (18).  Gates' memoir is characterized, however, by his distinctive absence of judging those disparate responses to segregation that the two families and his parents represented.  "If Mama's tolerance [of his iconoclasm]," he writes in Colored People, "separated her from her brethren [the Coleman family], Daddy's intolerance, jocular though it was, separated him from his.  Indeed, the other Gateses were positively approving toward me and my budding political ideas . . . . they were freethinkers and, as such welcomed me into their ranks" (188).

One of the fascinating things about Gates' memoir is his candid discussion of the importance of skin color and hair texture in the African American community, in the days before integration.  In the insular, segregated black community, folks are evaluated according to the degree of their hair's "nappiness" and the lightness of their skin tone.  Gates writes casually of the African American assessment of the Methodist preacher, Reverend Monroe, whom he describes as "a nice guy, medium-brown-skinned, with a not-bad grade of hair" (116).  Likewise, the favorite TV shows of the African American community would not be today considered "politically correct."  Leave It to Beaver and Amos and Andy were community favorites.  While Beaver's world fulfilled economic dreams of African Americans, Amos and Andy gave them familiar faces.  Gates writes: "Beaver's street was where we wanted to live, Beaver's house where we wanted to eat and sleep, Beaver's father's firm where we'd have liked Daddy to work.  These shows for us were about property, the property that white people could own and that we couldn't" (21).  Gates notes as well that Amos and Andy was viewed differently by African Americans from the negative stereotyping and racial caricature with which it is labeled with today.  He writes: "I don't care what people say today.  For the colored people, the day they took Amos and Andy off the air was one of the saddest days in Piedmont, about as sad as the day of the last [segregated] mill pic-a-nic. . . . What was special to us about Amos and Andy was that their world was all colored, just like ours" (22).  What further was special, in a similar respect to the slave folk tales epitomized in the "politically incorrect" series of Uncle Remus stories, was the political subversion and trickster aspects of some of the Amos and Andy characters and situations.  Just as Joel Chandler Harris, who recorded the tales, could little comprehend the political subtext and subversive scope of the slave stories, the white people involved in the production of the Amos and Andy episodes and the white audience that watched the series with superior self-satisfaction were blithely unaware of what the episodes often said to African American audiences.

One of the most remarkable aspects of the "colored" part of Piedmont was the closeness of the African American community or "village," as Gates sometimes refers to it, a community that represented both positive (support and sense of belonging) and negative (gossip and judgmental attitudes) traits.   For African American families, the barbershop, the kitchen, the Church, and the schoolhouse were the heart of the community.  Each environment brought a different sense of cohesiveness and belonging.  The barbershop and beauty parlor were places that signified coming of age, particularly in sexual terms.  Gates recalled his own youthful "initiation" in the barbershop, the stories of affairs and titillating gossip.  "Not getting a sugar bowl haircut" he writes, however, "was even more important than graduating from Ebony and Jet to Penthouse and Playboy" (175).   

On the other hand, the kitchen was the center of African American home life, the heart of the home because it was the woman's domain and she was the center of family life and utterly essential to her children.  The kitchen, which sometimes served as a make-shift beauty parlor, and the food imagined and created there were thoroughly African.  Gates writes: "If there ever was one part of our African past that resisted assimilation, it was the kitchen.  No matter how hot the iron, no matter how powerful the chemical, . . . neither God nor woman nor Sammy Davis, Jr., could straighten the kitchen.  The kitchen was permanent, irredeemable, invincible kink.  Unassimilably African" (42).  The Church, on the other hand, was central to the socialization of African Americans, as well as historically important in the struggle for civil rights.  Children in Gates' youth were brought up in the church and were expected to abide by the values and ideals espoused there, though like every other aspect of "colored" life, there was diversity and variety within that institution.  For example, Skip Gates started out in the more conservative, evangelical church of his grandmother and moved to the more staid Methodist church of his father's family.  However, when his mother died, he longed for the more emotional, evangelical send-off that he recalled from his earlier church days.

Education for the generation of Henry Louis Gates' parents was everything—the irrefutable panacea, the ticket to affluence and success.  Both of their sons were primed for absorbing the opportunities that education provided.  Because integration came to Piedmont the year before Skip Gates began his public school career, his older brother Rocky "paved the way," in some respect, for the younger brother's successes.  Rocky, equally brilliant as a student, faced headlong the vicissitudes of racism.  An example is the story of winning the prestigious Golden Horseshoe Award in eighth grade, as Gates writes "the Nobel Prize" of scholarship to an eighth grader, a chance to meet the governor, to find fame and glory!  The half point that missed the prize for Rocky in favor of a white student was bogus, but later when he learned the points had been manipulated so that he would not be the first "colored" child to win the award, he was relieved because he knew that he had not failed (98-100).  Skip would go on to win the award five years later, but the unfairness of the event would forever be remembered by both of Pauline Gates' sons.  A decade later when Skip gave the Valedictorian speech at his high school graduation, he chose not to deliver the canned, censored, and approved speech that Valedictorians traditionally gave.  Instead he talked about the issues that actually affected the lives of the students—inequality, Vietnam, abortion, civil rights—and thus the iconoclastic tone for his life and work was set during his school years in Piedmont (191).  Gates would later writer about the crucial importance of education in a multicultural society like America:

Ours is a . . . world profoundly fissured by nationality, ethnicity, race, class and gender.  And the only way to transcend those divisions—to forge, for once, a civic culture that respects both differences and commonalities—is through education that seeks to comprehend the diversity of human culture.  Beyond the hype and the high-flown rhetoric is a pretty homely truth: There is no tolerance without respect—and no respect without knowledge. (Loose Canons xv)

The process of "moving away" from Piedmont and the comfortable and insular world provided by the black community began with integration of the schools and Gates' discovery through books of a greater world beyond "the kitchen."  The enlightening and liberating experiences of the Episcopal Church camp Peterkin, the realities of Vietnam and Watts, his first college experience at Potomac State—all worked their wills to move Skip Gates beyond the blue ridges of West Virginia.  While Gates has explained in The Future of the Race that "narratives of assent, whether or not we like to admit it, are also narratives of alienation, of loss," the writing of Colored People, in some respect, allowed him to reclaim the world he left (3), reclaiming his roots in much the same way as the "reverse migration" today of growing numbers African Americans moving "back home," back to their roots in the South that he writes about in American Behind the Color Line (123).  In contrast, Gates notes, however, about his generation of African Americans, who ventured for the first time into integrated American society: "Usually the ascent is experienced not as a gradual progression but as a leap, and for so many of my generation that leap was the one that took us from our black homes and neighborhoods into the white universities that had adopted newly vigorous programs of minority recruitment. . . .  You might call us the crossover generation" (3-4). 

The journey to "Elsewhere," changed Skip Gates' life in a number of ways.  He had thought, as most young blacks venturing off to those elite white institutions of higher learning, that he would study science and become a doctor, that he would assume the position among his people as what W. E. B. Du Bois referred to as the "Talented Tenth."  He studied instead literature and became another sort of "physician."  Early on, he understood, first intuitively and then intellectually, that language and literature shape reality, that the power of the word is prominent and tangible in the myths and images it creates, the stereotypes it engenders, and the "realities" it manifests.  The eighteenth-century "enlightened" philosophers, who figured into Gates' Ph.D. dissertation, posited that the dearth of "literary and artistic traditions" among African peoples denoted a lesser stage of "civilized" accomplishment, thus providing the rationale for slavery.  However, as "dearth" might be interpreted as "different" or, more likely, as being "omitted from" the accepted European patriarchal canon, so too might our assessments of African American writing require some re-thinking.  Gates would go on to provide in his scholarship the "revisioning" of those dated, uninformed, and shallow judgments about black art and literature, and to rediscover lost or ignored works that reveal the soul and mind of African America.  In this respect, his journey to Elsewhere, has been perhaps more fruitful for his people and for the American racial and intellectual landscape than being another sort of doctor.

Moving On to "Elsewhere," A Scholar Is Born: Figures in Black and The Signifying Monkey

Skip Gates' brave new world began with the singular experience for an African American youth in the early 1970s of attending Yale University, an event interrupted by a year working at a mission hospital in Tanzania, a hitch-hiking trek across Africa, from the Indian Ocean to the Atlantic Ocean, and a stint in Jay Rockefeller's gubernatorial race in West Virginia.  These events were followed by two degrees from Cambridge and a scholarly journey that eventually carried him to Harvard, where he would establish one of the premier African American Studies Programs in the country.  One of the most important accomplishments of Henry Louis Gates, Jr., however, has been opening the traditional literary canon and rediscovering lost African American writers. 

Gates' first major discovery in 1983 was the Harriet Wilson novel Our Nig, at that time given the distinction as the first novel published in this country by a black person (1859).   Gates has gone on to exhume and reclaim other forgotten works, including those gleaned from black periodical literature and a handwritten manuscript that is likely the first novel written by a slave: The Bondswoman's Narrative, by Hannah Crafts, A Fugitive Slave Recently Escaped from North Carolina.  Gates has spent considerable scholarly energy researching and writing about these early writers, in effect extending and broadening the African American literary tradition as well as the canon.  His editing of the thirty-volume Schomburg Library of Nineteenth-Century Black Women Writers (1988), his edition of The Norton Anthology of African American Literature (1998), and  the co-edited volume The Civitas Anthology of African American Slave Narratives (1999) have each provided an important contribution to an enrichment of the whole of American literature and a better understanding of the American experience.  Much of Gates' scholarship and literary sleuthing is directly connected to his teaching a variety of courses including the Harlem Renaissance, African American Women's Writing, and the African American Literary Tradition.  He has spoken about his Yale mentor, John Blassingame, who taught him to "teach what you write, write what you teach."  The process that allows a teacher to also be more prolific in his scholarship is outlined this way: ". . . do your research, prepare it as a lecture . . . .  Then make it an essay, publish it in a scholarly journal, a juried journal, and then that essay becomes a chapter in the book.  That is the law of political economy of essays" (qtd. in Cole 9).

The second extraordinary accomplishment of Gates is his attempt to provide a critical framework for evaluating, defining, and explicating works by African American writers.  Both Figures in Black: Words, Signs, and the "Racial" Self and The Signifying Monkey: A Theory of African-American Literary Criticism provide the scaffolding for this lofty task, with the second volume considered a continuation of the framework of critical ideas laid out in the first.  As Gates researched and taught works by African American writers, as he read those nascent literary theoreticians and black writers who came before him (and who stepped lightly through the minefields of reading and comprehending black writers), he became convinced that it is through the process of "signification" (in the case of African American literature, a theory of reading that arises from "within the black cultural matrix") that understanding black writers, as he says in Figures in Black, must begin (235).  Just as nineteenth-century women's texts must be read through indirection and subtext (or what Emily Dickinson suggests as telling "all truth but tell[ing] it slant"), African American texts, particularly nineteenth and twentieth-century texts, are "double-voiced," speaking both to the reader and to other African American texts.  Gates writes in The Signifying Monkey: "The black tradition is double-voiced. The trope of the Talking Book, of double-voiced texts that talk to other texts, is [a] unifying metaphor . . . .  [and] Signifyin(g) is the figure of the double voiced" (xxv).   Utilizing the linguistic strategies and habits that require reading literary works through the African American culture allows Gates to offers a tool for a deeper level of understanding African American texts.  The key to signifyin(g) thus lies directly within the Black vernacular and in images that come from African myth and art.  "The challenge of the critic of comparative black literature," Gates notes in Figures in Black, "is to allow contemporary theoretical developments to inform his or her readings of discrete black texts but also to generate his or her own theories from the black idiom itself" (58).

            Gates explains in Figures in Black his literary "theory of interpretation" by noting that it comes not only from "the black cultural matrix" but that it is a theory of "formal revisionism [rewriting and/or revisioning a text to create a system of tropes that casts new meaning and myth]."  He goes on to assert that such a theory "is tropological" and "turns on repetition of formal structures and their differences" (235).   Literary discourse and critical interpretation of African American texts, as Gates writes in The Signifying Monkey, rely on modes of interpretation that "accord with the vernacular tradition," and a close and accurate textual reading thus requires an understanding of "the manner in which [African American] language is used" (xxvii).  Gates explains: "Black texts Signify upon other black texts in the tradition by engaging in . . . formal critiques of language use, of rhetorical strategy.  Literary Signification, then, is similar to parody and pastiche"(xxvii).   Parody is reinforced by allusion and word play, both enhanced by  amplification and augmentation through the African American vernacular to garner a new or expanded meaning. 

The trope or metaphor that Gates employs as a frame for his critical theory comes directly from Yoruba (African, Caribbean, and Black South American) and African American cultural myth, from those trickster characters long part of the African story telling traditions and, in this case, associated with language and text: specifically Esu (the figure linked with interpretation and the double voice) and the Signifying Money (the figure which serves as the metaphor for revisioning and deconstructing language).  Characteristically, Esu hobbles on unequal legs, one made for walking in the magical world of the gods while the other stumbles awkwardly in the human realm.  While Esu is more technique or style than substance, he is nonetheless key to the revelations of content.  Most important, Esu is depicted in Yoruba tradition with two mouths, indicating his "double voice," while the Signifying Monkey, an African American trope, is a metaphor for textual revision and the interplay between texts.  Together, as Gates notes in The Signifying Monkey, Esu and the Signifying Monkey serve as "two tricksters [that] articulate the black tradition's theory of its literature" (xxi).

Esu's double voice and the language of Signifyin(g), as Gates notes in The Signifying Monkey, are the "unifying metaphors, indigenous to the tradition," used to discern "patterns of revision from text to text and for modes of figuration at work within the [African American] text" (239).  Within that scheme, Gates finds that there are variations on the double-voiced text and textual relationships, specifically four: the "Tropological Revision" as typified in the various versions of slave narratives with their attempts to "tell their own stories"; the "Speakerly Text," a double voiced hybrid text such as Hurston's Their Eyes Were Watching God, whose narrator speaks in standard English and whose characters speak in African American dialect; the "Talking Text," where black texts talk or speak to other black texts; and the "Revision of the Speakerly Text," where black texts revise other black texts, such as Walker's loving revision of Hurston in The Color Purple, a book that utilizes an epistolary style to allow Celie's vernacular voice to function most often as narrator.  Gates sums up the intertextual relationship between Their Eyes Were Watching God and The Color Purple (the Revision of the Speakerly text): "In The Color Purple . . . Walker rewrites Huston's narrative strategy, in an act of ancestral bonding" (The Signifying Monkey 244).   

Such narratives, in one way or another, "Signify" upon other black texts, and to comprehend any one text, the reader must be aware of the rich intertextual tradition with which these texts are associated.  In The Signifying Monkey, Gates renders a number of close readings, utilizing his theory of synifyin(g), in order to illustrate these intertextual relationships, specifically of Zora Neale Hurston, Ismael Reed, and Alice Walker.  It is clear to the literary scholar, that this mode of comprehending African American texts is a variation of Eliot's principle that most great literature dialogues directly and indirectly with texts that have gone before.  For example, Wordsworth's revisioning eighteenth-century poetry is a type of signifying, as is Dickinson's search for her literary foremothers in the imagery of Barrett Browning.   The similarities, in terms of signification, between African American literature and nineteenth-century women's literature is remarkable in that both are attempting to throw off the shackles that language has imposed, in that both are searching for an individualized literary expression that distinguishes them from the dominant European patriarchal literature, which in large part they seek to revise or recast for their own purposes. For women, the revisions are associated with those Pygmalion renderings of how patriarchal culture would wish them to be; for African Americans, they are rooted in the legacy of slavery. 

Both women's and African American's writing must thus utilize irony, the mask, and indirection in order to revision themselves, and it is essential that they recapture those prevailing cultural images and reconstitute them into tropes and images essential for their survival.  Thus works of Austen, for example, signify upon Radcliffe, Burney, and Edgeworth; Mary Shelley attempts to revision the misogynistic intent of Milton, while Charlotte Bronte and George Eliot signify upon those masculine texts that limit the possibilities of both men and women.  Nineteenth-century women writers and African American writers are attempting thus to write their own versions of lives, to tell their own stories, or as Carolyn Heilbrun characterizes the phenomenon, "to write oneself"—and in so doing they are able to seize the language, its metaphoric intent, and thus their own destinies.  What is distinctive about Gates' critical theory is that he provides the tropological framework for readers to comprehend the revisions in African American texts, a framework, as noted, that is rooted in African culture and vernacular.  Gates concludes The Signifying Monkey by asserting that "Esu's double voice and the language of Signifyin(g) [are the] unifying metaphors, indigenous to the tradition, both for patterns of revision from text to text and for modes of figuration at work within the text" (239).

In Loose Canons, Notes on the Culture Wars, Gates writes about the debt that African American scholarship and African American programs owe to feminist criticism.  He posits: "Scholars of women's studies have accepted the work and lives of black women as their subject matter in a manner unprecedented in the American academy.  Perhaps only the Anglo-American abolitionist movement was as cosmopolitan as the women's movement has been in its concern for the literature of blacks" ("Tell Me, Sir, . . . What Is 'Black' Literature?" 92).  Gates credits particularly writers such as Toni Morrison, Alice Walker, and Gloria Naylor for engendering this interest among feminist literary scholars, and Morrison he applauds for using her position as a senior editor for Random House to encourage the proliferation and sales of books by black women, which has begun to "reverse the trends that by 1975 had jeopardized the survival of black studies" (92-93).  Feminist critics have therefore played no small part in "loosen the canon."

Loose Canons and Other Cultural Considerations

Gates writes in Loose Canons that the "literary canon is, in no very grand sense, the commonplace book of our shared culture, in which we have written down the texts and titles that we want to remember, that had some special meaning for us" ("The Master's Pieces" 21).  The crucial necessity for all to see a reflection of themselves in the works that are read and taught in the academy is at the heart of "loosening" the canon.  "Self-identification," he writes, "proves a condition for agency, for social change.  And to benefit from such collective agency, we need to construct ourselves, just as the nation was constructed, just as the class was, just as all the furniture in the social universe was" (37).  One of the ways that African American males, in particular, will "construct themselves," Gates writes, is to recognize the heritage of the mother.  Gates reflects on the words of African American critic Hortense Spillers in "The Master's Pieces": "It is the heritage of the mother that the African-American male must regain as an aspect of his own personhood—the power of 'yes' to the 'female' within" (qtd. in Loose Cannons 40).  At first, Gates thinks it a "curious figure—men, black men, gaining their voices through the black mother" (40), but then he recalls his own mother's providing him literally with a voice, a story that he recounts in Colored People.  As a precocious four-year-old he was called on to "deliver my Piece" one Sunday at Easter in the local Method Church.  He had practiced and rehearsed his lines to perfection, but when the time comes to recite, he was struck silent.  Finally, as the awkwardness of the moment stretched on for what seemed an eternity, he is relieved to hear his mother's voice in the back of the church—her voice reciting his words—Pauline Gates who had so eloquently schooled her sons to present themselves before the world with pride and dignity, who insisted they excel at school and in all else that they undertake.  At that moment, Gates recalls, his mother functioned, both literally and metaphorically, to "find my voice" (42).  Gates continues:

For me, I realized as Hortense Spillers spoke, much of my scholarly and critical work has been an attempt to learn how to speak in the strong, compelling cadences of my mother's voice. To reform core curricula, to account for the comparable eloquence of the African, the Asian, and the Middle Eastern traditions, is to begin to prepare our students for their roles as citizens of the world culture, educated through a truly human notion of 'the humanities,' rather than—as Bennett and Bloom would have it—as guardians at the last frontier outpost of white male Western culture, the Keepers of the Master's Pieces.  And for us as scholar-critics, learning to seek in the voice of the black female is perhaps the ultimate challenge of producing a discourse of the critical Other.  (42)

In Thirteen Ways of Looking at a Black Man, a collection of essays that explores the meaning of what it is to be a black male in the Twentieth Century, Gates applies a variation of his literary theory of "signifyin(g)" in order to comment upon the great divide between the races—what he calls "counternarrative," a type of popular, collective signifyin(g) in a sociological sense.  In the collection of profiles in the book, Gates selects thirteen representative black men from a variety of areas of life in order to explore the concept of masculinity—signifying, one might add, upon Wallace Stevens' poem "Thirteen Ways of Looking at a Blackbird."  One of his most interesting essays attempts to explain African American reaction to the O. J. Simpson trial, a reaction completely different from that of white Americans and thus perplexing and mystifying to many.  For black America, the Simpson verdict was almost universally viewed as a victory over the white judicial system, stacked historically against the black man.  Gates interviewed a range of African Americans in his attempt to shed light on black reaction to Simpson's acquittal.  The comment of Spike Lee, who believed Simpson guilty but who understood the cheers at acquittal, best sums up the "counternarrative" that African Americans developed concerning the trial: "A lot of black folks said, 'Man, O. J. is bad, you know.  This is the first brother in the history of the world who got away with the murder of white folks, and a blond, blue-eyed woman at that'" (113).  African American distrust of white justice, their willingness to believe the worst of a system that historically was only too willing to hang a black man for mere suspicion readily engendered an alternative reality. 

Gates refers to a study by folklorists Patricia A. Turner whose 1993 work shed light on the concept rumor in the African American community.  Turner's explication of rumor suggests the principle of "counternarrative": ". . . these stories encode regnant anxieties, that . . . take root under particular conditions and play particular social roles."  Gates explains that the "currency of rumor flourishes where 'official' news has proved untrustworthy" (Thirteen Way of Looking at a Black Man106).  Thus in the case of Simpson, where the nation had been riveted to television for months with images of police pursuing SUVs and courtroom melodrama, a collective "counternarrative" evolved as a means by which the group might contest the "dominant reality and the fretwork of assumptions that supports it" (106).  Gates adds that "fealty to counternarratives is an index to alienation" (107).  For African Americans, the judicial baggage that preceded the Simpson case could be summed up in a pithy adage older blacks liked to repeat, "When white folks say 'justice,' they mean 'just us'" (109).  Black intellectuals like Anita Hill understood the dynamics of the revisionary aspects of Simpson's case as well as what she called "the manufacture of black-male heroes as part of the syndrome."  She was bewildered by Simpson's "being honored as someone who was being persecuted for his politics, when he had none" (118).  Yet the creation of the "counternarrative" is perfectly understandable given the history of the judicial system regarding African Americans.  Gates notes the response of Jessye Norman who was angry that the white media totally missed the point, intent as it was upon prejudging against Simpson rather than seizing the opportunity to "educate the public as to how [African Americans] could possibly look at things . . . differently" (108).  The bulk of Gates' sociological writing attempts to achieve this kind of understanding, through explicating the events, the lives, the thoughts, and the literary works of those African Americans who have shaped this country. 

Gates has written that "the single most pervasive and consistent assumption of all black writing since the eighteenth century has been that there exists an unassailable, integral, black self, as compelling and as whole in Africa as in the New World, within slavery as without slavery.  What is more, this self was knowable, retrievable, recuperable, if only enough attention to detail were displayed" (Figures in Black 115). He has spent his professional life attempting to reveal that "black self."  Gates has also guarded the right of all to speak equally forceful about the realities they perceive.  Sometimes he has been criticized for his openness and honesty regarding free speech and the right of everyone to express his cultural reality.  In 1990, Gates defended the rap group Two Live Crew when they were arrested in Florida after a performance.  Gates has insisted that any regulation of speech, even hate speech, is counterproductive in America, given the unique diversity of the country. In an essay in Speaking of Race, Speaking of Sex: Hate Speech, Civil Rights, and Civil Liberties, he observes that regulation of even the worst speech would likely increase its circulation.  He writes: "And so the purging of racist speech from the body politic is proposed as a curative technique akin to the suction cups and leeches of eighteenth-century medicine, which were meant to strengthen the patient by draining off excessive toxins" (52).  However, Gates' work has made clear the principle that "racism has traditionally been waged through language" (53).  The power of the word, which comes to whoever seizes and uses the language best to their advantage, will win the culture wars. Rather than laying on the leeches to withdraw the toxins, Gates recommends open and free debate—the best debate occurring within the arena of the academy.  Stifling a particular and obnoxious language will render only Pyrrhic victory.   In the concluding essay to Loose Canons, Gates posits the real crux behind all his writing and criticism:

The society we have made simply won't survive without the values of tolerance.  And cultural tolerance comes to nothing without cultural understanding.  In short, the challenge facing America in the next century will be the shaping, at long last, of a truly common public culture, one responsive to the long-silenced cultures of color.  If we relinquish the ideal of America as a plural nation, we've abandoned the very experiment that America represents. (176)

Gates writes in both Colored People and The Future of the Race: "My grandfather was colored, my father was Negro, and I am black" (201, 18).  His own personal journey from being a "colored" child growing up in Piedmont, West Virginia, to becoming the premier African American scholar in America has been winding and far-ranging.  He has walked the hallowed halls of Yale and Cambridge, trekked across the continent of Africa, sat among the sage in political circles and in the ivy-league bastions of learning in this country and abroad.  He has hobnobbed with the great and the grand, the common and the lowly, yet he has never forgotten his roots, his fundamental self or, what Matthew Arnold called, his "buried self."  This ability to "move up from" without actually leaving home completely behind has been key to Henry Louis Gates' success as a literary and social critic and as the articulator of a theory of reading that has revolutionized the way we process black texts.  Gates early on understood that language and literary tradition were key to autonomy and self-actualization, as important as economic and political equality.  He not only proves that one can go home, but that it is immensely important to do so . . . again and again.

Works Cited

Cole, Bruce. "2002 Jefferson Lecturer in the Humanities Interview." Online at

http://www.neh.gov/whoweare/gates/interview.html.

Gates, Henry Louis, Jr.  American  Behind the Color Line: Dialogues with African Americans.  NY: Warner

            Books, 2004.

__________________.  Colored People, A Memoir.  NY: Vintage Books, 1995.

__________________.  Figures in Black: Words, Signs, and the "Racial" Self.  NY: Oxford UP, 1987.

__________________.  Loose Canons: Notes on the Culture Wars.  NY: Oxford UP, 1992.

__________________.  The Signifying Monkey: A Theory of African-American Literary

Criticism.  NY: Oxford UP, 1988.

_________________.  Thirteen Ways of Looking at a Black Man.  NY: Vintage Books, 1998.

Gates, Henry Louis, Jr. and Cornel West.  The African-American Century: How Black Americans Have

            Shaped Our Country.  NY: Simon & Schuster, 2000.

__________________ and Cornel West.  The Future of the Race.  NY: Vintage Books, 1997.

Gates, Henry Louis, Jr., etal.  Speaking of Race, Speaking of Sex: Hate Speech, Civil Rights, and Civil

            Liberties.  NY: New York UP, 1994.

"Henry Louis Gates, Jr."  Annie Merner Pfeiffer Library WV Authors.  Online at

http://www.wvwc.edu/lib/wv_authors/aughors/a_gates.htm.

Lamb, Brian.  Booknotes Interview. 9 October 1994. Online at

        http://www.booknotes.org/Transcript/?ProgramID=1220.